Product · Features

SharePoint document management — every feature, mapped to the stage it serves

docs365.ai covers the full lifecycle of a controlled document — from the template that creates it to the archive that preserves it. Each feature below is grouped by the lifecycle stage it supports, so you can see exactly where it fits.

The problem

Why governed document management needs more than a folder structure

A folder is a location. A controlled-document program is a system. The difference matters the moment an auditor asks who approved version 2.1, when it was published, and who confirmed they read it. SharePoint folders answer none of those questions on their own.

Uncontrolled documents accumulate silently. A procedure saved as "SOP_final_v3_REVISED.docx" in a shared drive carries no approval evidence, no publication timestamp, and no record of who ever saw it. In a regulated environment, that gap isn't just a tidiness problem. It's a finding waiting to happen.

Controlled-document programs in Pharma, Healthcare, Manufacturing, and Legal share a common requirement: every document must carry proof of its status at every point in its life. Who drafted it, who reviewed it, who approved it, when it went live, who read it, when it expires, and what replaced it. That's not a convention you can enforce with naming rules and good intentions. It requires a system that records those events automatically, locks the document at each transition, and keeps the evidence immutable.

docs365.ai adds that system on top of SharePoint, inside the Microsoft 365 tenant your organisation already owns and trusts. No external data processor handles your documents. Every event is recorded in a tamper-evident log that lives in your own environment.

The lifecycle

The four-stage lifecycle

Every feature in this index belongs to one of four stages. Together they cover the complete life of a controlled document, from the first keystroke to long-term archival.

1 Create

A document is born from a controlled template. Protocol code, metadata, and document type are assigned automatically at creation. Co-authoring in Word Online keeps collaboration real-time without breaking the audit chain.

2 Approve

Named approvers, in a defined sequence, with role-based routing. The document is locked during review. Each sign-off is timestamped. PAdES e-signatures via DocuSign bind signatures cryptographically when the standard demands it.

3 Publish

Approval completion triggers automatic Word-to-PDF conversion. The PDF is immutable. A distribution-list email reaches the right audience at the right moment. The prior version is archived, not deleted.

4 Govern

The full audit log, version history, and expiration reminders keep every document under active oversight. Power BI dashboards surface the governance picture across the entire document portfolio.

Compliance mapping

How features map to compliance requirements

Each feature page in this index includes a compliance mapping section. That section identifies the specific standard article or regulation clause the feature supports, so a compliance officer or quality manager can trace a requirement directly to the capability that addresses it.

The frameworks covered span the most common regulatory environments for regulated industries. ISO 9001 §7.5 requires documented information to be controlled, created, updated, and retained with defined retention periods. ISO 27001 Annex A.5.33 demands that records be protected from loss, destruction, and falsification. GDPR Article 30 requires organisations to maintain a record of processing activities, which includes the documents that govern those activities.

In life sciences and healthcare, the requirements are more granular. FDA 21 CFR Part 11 §11.10 specifies that electronic record systems must produce accurate and complete copies, protect records throughout their retention period, and limit system access to authorised individuals. HIPAA §164.312 adds access controls and audit controls for systems that create, receive, maintain, or transmit electronic protected health information. NIS2 Article 21 requires organisations in critical sectors to implement document-level risk management practices as part of their cybersecurity obligations.

Use this features index as your starting point. Click any feature to read how it works and which compliance article it directly supports. If your organisation is preparing for an audit, the compliance mapping on each feature page gives you a ready-made traceability matrix to share with auditors or assessors.

ISO 9001 §7.5

Documented information — control, creation, and retention

ISO 27001 A.5.33

Protection of records from loss and falsification

GDPR Art. 30

Records of processing activities

FDA 21 CFR Part 11 §11.10

Electronic records — accuracy, protection, and access control

HIPAA §164.312

Access and audit controls for electronic health records

NIS2 Art. 21

Risk management for critical-sector organisations

Stage 1 · Create

Authoring — with the controls baked in

Every document starts from a controlled template, carries the metadata that makes it findable, and picks up a unique protocol code the moment it's created. Co-authoring in Word Online keeps collaboration real-time without losing the audit trail.

See the create stage
Stage 1 · Create — opening a Word document from a controlled template with metadata fields and protocol code PROT-2024-001 auto-populated
  • Document templates

    Every document starts from a controlled, approved template — consistency baked in from the first keystroke.

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  • Protocol numbering

    Unique, permanent IDs on every document — the identifier that makes your library audit-ready.

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  • Custom metadata

    Every document carries the attributes your organization cares about — searchable, filterable, governable.

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  • Real-time co-authoring

    Multiple editors in Word Online at the same time — with every edit, comment, and @mention captured for audit.

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Stage 2 · Approve

Sequential approval, evidence-ready

Named approvers, in order, with role-based routing. Fixed pre- and post-flow approvers for roles that must always sign off. PAdES e-signature via the DocuSign integration when signatures must be cryptographically bound.

See the approve stage
Stage 2 · Approve — sequential approval chain with named approvers, checkmarks lighting up in order, document locked during review, timestamps on each signature
  • Sequential approval

    Named approvers, in defined order, with role-based routing — every step logged, every version tied to the approvals that produced it.

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  • Fixed approvers

    Mandatory pre- and post-flow approvers per document type — the roles that must always sign off, captured automatically every time.

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  • DocuSign e-signature integration

    PAdES signatures — simple and advanced — cryptographically bound to the approved PDF, inside the same approval flow.

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Stage 3 · Publish

From approved to distributed — automatically

Word becomes immutable PDF the moment approval completes. Distribution-list email goes out to the right audience. Read-receipts (a separately purchased sister product) add acknowledgment tracking when documented awareness is required.

See the publish stage
Stage 3 · Publish — Word document transforming into PDF, editing area transitioning to the public area, distribution-list email going out
  • PDF publication

    Word becomes immutable PDF the moment approval completes — automatically, without a human deciding.

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  • Distribution-list notification

    The right people learn about the document the moment it's published — automatically, with the link to the approved PDF.

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  • Read-receipts

    Confirm exactly who has read each policy — acknowledgment tracked, evidence captured.

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Stage 4 · Govern

The long game — versioning, audit, and review

Complete audit log on every document. Full version history, revertible to any prior state. Expiration reminders that prompt active review. Superseded versions archived, not deleted. Power BI dashboards aggregate the governance picture.

See the govern stage
Stage 4 · Govern — audit log entries with timestamps, version history (v1.0, v1.1, v2.0), expiration reminder, archive shield
  • Audit log

    Every action, every approval, every version — captured against a named user, accessible in 30 seconds.

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  • Versioning

    Minor versions while drafting, major versions at publication — every state preserved, every version recoverable.

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  • Expiration reminders

    Every document carries an expiration date; the owner is reminded before it hits — review, revise, or retire, on cadence.

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  • Archiving

    Superseded and retired documents leave the active view but stay part of the permanent record — retrievable for every future audit.

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  • Power BI reporting

    The aggregate view — approvals, expirations, review cadence, and governance discipline in one dashboard.

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  • Govern — end-to-end

    See how these features work together across the govern stage.

    See the stage

Cross-cutting

The formats and foundations

Word, PowerPoint, Excel, and PDF — each with the lifecycle behaviors that make sense for the format. Everything inside the Microsoft 365 tenant you already trust.

See the across the lifecycle stage
Across the lifecycle — Microsoft 365 tenant containing the four supported formats: Word, PowerPoint, Excel, PDF

Cross-cutting

File-format support

Word as the first-class authoring format; PowerPoint, Excel, and PDF all fully governed through the lifecycle.

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